Roger B. Deal, Brian P. McGuire, Daniel Mussack, Larry A. Deal, Paul Dieter, and William Haas are Registered Representatives of and offer securities, insurance through Royal Alliance Associates, Inc. Member FINRA/SIPC. Roger B. Deal, Brian P. McGuire, Daniel Mussack and Larry A Deal also offer advisory services through Royal Alliance Associates, Inc. Sequoia Wealth Partners, Inc is not affiliated with Royal Alliance or registered as a broker-dealer or investment advisor. This communication is strictly intended for individuals residing in the states of AR, AZ, CA, CO, FL, IA, KS, LA, ME, MI, MN, MO, NC, ND, NE, NM, NY, OH, OK, OR, SD, TN, TX, WA, WI, WY. No offers may be made or accepted from any resident outside the specific states referenced.
A broker-dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker-dealer, investment adviser, BD agent or IA rep registration requirements, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirement, or an applicable exemption or exclusion.
For information concerning the licensing status or disciplinary history of broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.